Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Chiachan Lee is an investment advisor representative at BFC Planning, Inc. Steven has been in the financial services industry since 1994. Steven is registered with the state of Illinois as an investment advisor representative and is also registered with the state of Iowa as a broker-dealer. Steven has passed the Series 7, Series 63, Series 66, and SIE exams. Steven also provides financial planning services. Steven’s previous firms include Wachovia Securities, LLC, Dain Rauscher Incorporated, A. G. Edwards & Sons, Inc., Rodman & Renshaw Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IL
01/12/2016 - Present
BFC Planning, Inc. (LAKE FOREST IL)
MO
04/03/2001 - 06/09/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/02/1998 - 04/09/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
07/23/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
07/03/1995 - 07/24/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
11/18/1994 - 08/28/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
10/12/1993 - 06/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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