Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Spence is a financial advisor with over 30 years of experience. Steven is currently registered with LPL Financial LLC and is licensed to provide financial advice in Florida, Georgia, Kentucky, Ohio, South Carolina, and Tennessee. Steven has a broad range of experience in the financial services industry, including working with individual investors, businesses, and retirement plans. Steven is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
06/27/2018 - Present
LPL Financial LLC (LABELLE FL)
FL
03/18/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (LABELLE FL)
FL
06/23/2004 - 03/31/2009
INTERSECURITIES, INC. (FORT MYERS FL)
FL
02/21/2001 - 07/01/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
MN
04/17/1997 - 03/06/2001
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
CA
07/23/1996 - 02/20/1997
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
NJ
08/20/1987 - 04/22/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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