Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sapirstein is an investment adviser representative of Herbert J. Sims Capital Management, a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. Herbert J. Sims Capital Management primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Steven began their association with Herbert J. Sims Capital Management in January 2025 and devotes approximately 90% of their time to the firm and 10% to insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
02/11/2025 - Present
Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)
FL
07/11/2013 - 09/22/2016
JANNEY MONTGOMERY SCOTT LLC (BOCA RATON FL)
FL
01/12/2012 - 07/17/2013
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
FL
06/01/2009 - 01/30/2012
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
08/02/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NJ
12/15/1993 - 08/20/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/21/1990 - 12/22/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1996
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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