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Steven Charles Finn

Samco Capital Markets, Inc.

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About Steven Charles Finn

Steven Finn has over 38 years of experience in the financial services industry. Steven is currently registered with Samco Capital Markets, Inc. Steven has a broad range of experience in the financial services industry including experience with Thomson McKinnon Securities Inc., Schneider, Bernet & Hickman, Inc., Southwest Securities, Inc., Morgan Keegan & Company, Inc., Service Asset Management Company, and Penson Financial Services, Inc. Steven holds the Series 7, Series 52, Series 63, Series 99TO, and Series 52TO licenses and is registered in 21 states.

Firm Information

Steven Finn is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Finn’s Registration & Firm History

TX

05/19/2006 - Present

Samco Capital Markets, Inc. (DALLAS TX)

TX

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

11/13/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TN

05/09/1995 - 11/13/2000

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NA

09/12/1989 - 05/11/1995

SERVICE ASSET MANAGEMENT COMPANY

TX

02/04/1987 - 09/14/1989

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NA

02/12/1985 - 02/18/1987

THOMSON MCKINNON SECURITIES INC.

NA

05/16/1984 - 02/12/1985

SCHNEIDER, BERNET & HICKMAN, INC.

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Licenses & Designations

BC

Issued 05/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

BC

Issued 09/20/1980

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Charles Finn.
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