Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Charles Butterfield is a registered representative with Stifel, Nicolaus & Company, Inc. with over 35 years of experience in the financial services industry. Steven is a Series 7, 52TO, 53 and SIE licensed representative with state registrations in California, Connecticut, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Pennsylvania, Rhode Island, and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Steven was a registered representative with STONE & YOUNGBERG LLC, HARTFIELD, TITUS & DONNELLY, LLC and TITUS & DONNELLY LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
08/19/2002 - 11/03/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
NJ
10/01/1999 - 08/16/2002
HARTFIELD, TITUS & DONNELLY, LLC (JERSEY CITY NJ)
NY
07/23/1991 - 01/06/2000
TITUS & DONNELLY LLC (NEW YORK NY)
NA
07/14/1989 - 07/01/1991
J.J. KENNY DRAKE, INC.
NY
06/23/1987 - 07/01/1991
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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