Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Charles Braverman is a registered investment advisor representative with Steven Charles Capital Ltd. located in Rochester, NY. Steven has been in the securities industry since 1980 and has a wide range of experience. Steven is also the President of Steven Charles Capital Ltd. since its inception in April 1986. Steven is a Series 5, 7 and 8 licensed individual and has been registered with the state of New York since 2021. Steven is also registered with the state of Texas. Steven Charles Capital Ltd. provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/29/2011 - Present
Steven Charles Capital Ltd. (ROCHESTER NY)
NY
09/01/2004 - 11/27/2012
EXCEL SECURITIES & ASSOCIATES, INC. (ROCHESTER NY)
FL
01/04/1999 - 09/10/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
04/24/1986 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
09/30/1985 - 05/09/1986
ADVEST, INC.
NA
10/17/1984 - 09/30/1985
BURGESS & LEITH INCORPORATED
NA
01/13/1981 - 10/19/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/02/1980 - 02/12/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 04/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
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