Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kenny is a financial advisor who has been working in the financial services industry since 1994. Steven has Series 3, 4, 7, 15, 16, 63 and 66 securities licenses and is registered to provide investment advice in Missouri. Steven currently works for Cambridge Investment Research Advisors, Inc. and Axius Advisors LLC. Steven provides advisory services to individuals, businesses, charitable organizations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
02/26/2016 - Present
Cambridge Investment Research Advisors, Inc. (Saint Charles MO)
MO
04/08/2015 - 01/20/2016
PNC INVESTMENTS (FENTON MO)
MO
04/04/2014 - 04/01/2015
WADDELL & REED (CREVE COEUR MO)
MO
06/12/2012 - 04/08/2014
WELLS FARGO ADVISORS, LLC (FRONTENAC MO)
MO
01/10/2002 - 04/06/2005
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MO
01/09/1997 - 11/03/2000
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MO
02/26/1992 - 05/09/1995
BRIDGE TRADING COMPANY (ST. LOUIS MO)
MO
07/16/1986 - 09/21/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
02/24/1983 - 07/18/1986
NEWHARD, COOK & CO. INCORPORATED
BOTH
Issued 06/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/14/2003
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 05/12/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/1984
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
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