Unclaimed
Steven Chandler is an investment advisor representative with J.p. Morgan Securities LLC. Steven has been in the industry for 33 years and is currently licensed to provide investment advice in Arizona, California, and Texas. Steven has previously worked at Chase Investment Services Corp., Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Charles Schwab & Co., Inc., Cross Capital Corporation, and McKinley Allsopp, Inc. Steven is a registered principal and holds the Series 4, Series 7, Series 8, and Series 66 licenses. Steven also holds the SIE exam license. Steven specializes in providing investment advice to high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, insurance companies, charitable organizations, and pension and profit-sharing plans. Steven's primary office is located in Phoenix, Arizona, and he is also licensed to provide investment advice from Scottsdale, Arizona. Steven is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
12/22/2016 - Present
J.p. Morgan Securities LLC (PHOENIX AZ)
AZ
02/11/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CAVE CREEK AZ)
OH
04/02/2007 - 03/12/2008
MORGAN STANLEY & CO., INCORPORATED (NEW ALBANY OH)
OH
11/02/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NEW ALBANY OH)
AZ
04/05/1989 - 01/24/2006
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
NA
12/18/1987 - 03/13/1989
CROSS CAPITAL CORPORATION
NA
07/21/1987 - 02/01/1988
MCKINLEY ALLSOPP, INC.
BOTH
Issued 02/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/08/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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