Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Carr is a financial professional with over 25 years of experience in the industry. Steven currently holds a Series 63, Series 7, Series 72, and SIE license and is registered with FINRA and the state of New York. Steven is currently employed by Alt Fund Distributors Llc, a firm specializing in investment advisory services. Previously, Steven was employed by AIG Capital Services, Inc., Fred Alger & Company, Incorporated, Dean Witter Reynolds Inc., and Tradition (Government Securities) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/16/2021 - Present
ALT Fund Distributors LLC (NEW YORK NY)
NJ
09/20/2002 - 07/28/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
04/02/1998 - 08/15/2002
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/30/1997 - 03/04/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/04/1997 - 07/31/1997
TRAUTMAN, KRAMER & COMPANY, INC. (NEW YORK NY)
NY
08/29/1996 - 05/06/1997
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
BC
Issued 04/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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