Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Carpio is a financial advisor who has been working in the industry since 2017. Steven is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Denver, Colorado. Steven holds Series 6, 7, 63 and SIE licenses. Previously, Steven worked for GWFS Equities, Inc. in Greenwood Village, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
08/15/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
08/28/2017 - 07/08/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 09/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Carpio is the right advisor for you? Invested Better is here to help.
