Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Carpio is a financial professional registered in New York. Steven is currently employed with Nylife Securities LLC in Melville, New York. Steven has been in the financial services industry since 2016. Steven has passed the SIE, Series 6 and Series 63 exams. Steven has previously worked at MML Investors Services, LLC and Nylife Securities LLC in Melville, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/21/2024 - Present
Nylife Securities LLC (MELVILLE NY)
NY
02/16/2022 - 06/05/2024
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NY
07/29/2015 - 10/07/2021
NYLIFE SECURITIES LLC (MELVILLE NY)
BC
Issued 05/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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