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Steven Carapella

Equitable Distributors, LLC

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About Steven Carapella

Steven Carapella is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Equitable Distributors, LLC and has held previous positions with firms such as AXA Advisors, LLC, Park Avenue Securities LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, AXA Distributors, LLC, The Dreyfus Service Corporation and David Lerner Associates, Inc. Steven holds the Series 7, Series 24, Series 26, and Series 63 licenses. Steven is registered in Florida, Georgia, Maryland, New York, Pennsylvania, Virginia, West Virginia and Wisconsin.

Firm Information

Steven Carapella is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Carapella’s Registration & Firm History

NC

04/09/2012 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

03/28/2013 - 01/02/2014

AXA ADVISORS, LLC (JERSEY CITY NJ)

NY

04/05/2007 - 12/18/2009

PARK AVENUE SECURITIES LLC (WOODBURY NY)

NY

06/23/2006 - 04/03/2007

METLIFE SECURITIES INC. (LAKE SUCCESS NY)

NY

06/23/2006 - 04/03/2007

METROPOLITAN LIFE INSURANCE COMPANY (LAKE SUCCESS NY)

NC

08/29/2000 - 03/06/2006

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NY

07/16/1999 - 08/03/2000

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

08/14/1997 - 07/14/1999

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 06/29/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/09/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Carapella.
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