Unclaimed
Steven Calick is a financial advisor with over 20 years of experience in the financial services industry. Steven's career began in 2002 when he joined Credit Suisse First Boston LLC. He then worked for KBC Financial Products USA, INC. Barclays Capital INC. and HSBC Securities (USA) INC. Steven is currently registered with Mizuho Securities USA LLC. Steven holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/08/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/10/2012 - 10/27/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
05/03/2005 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/10/2004 - 04/06/2005
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
07/01/2002 - 02/27/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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