Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Calick

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Calick

Steven Calick is a financial advisor with over 20 years of experience in the financial services industry. Steven's career began in 2002 when he joined Credit Suisse First Boston LLC. He then worked for KBC Financial Products USA, INC. Barclays Capital INC. and HSBC Securities (USA) INC. Steven is currently registered with Mizuho Securities USA LLC. Steven holds the Series 7 and SIE licenses.

Firm Information

Steven Calick is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Calick’s Registration & Firm History

NY

01/08/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

12/10/2012 - 10/27/2022

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

05/03/2005 - 02/02/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/10/2004 - 04/06/2005

KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)

NY

07/01/2002 - 02/27/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

Not sure if Steven Calick is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Calick.
Not sure if Steven Calick is right for you?