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Steven Calabria

Capital Client Group, Inc.

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About Steven Calabria

Steven Calabria is a financial advisor who has been in the industry since 1990. Steven is registered with Capital Client Group, Inc. and has been associated with the firm since 2013. Steven is also registered with the state of California as an Investment Advisor Representative. Before joining Capital Client Group, Inc., Steven was associated with PIMCO Advisors Distributors LLC, OCC Distributors, John Hancock Distributors, Inc. and Cowen & Co. Steven has a number of licenses and certifications including Series 6, 7, 26, 63 and SIE. Steven also holds the designation of Chartered Financial Analyst.

Firm Information

Steven Calabria is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Steven Calabria’s Registration & Firm History

CA

04/25/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NY

04/23/2001 - 01/27/2003

PIMCO ADVISORS DISTRIBUTORS LLC (NEW YORK NY)

NY

11/13/1997 - 05/14/2001

OCC DISTRIBUTORS (NEW YORK NY)

MA

05/28/1986 - 04/21/1994

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

NY

09/21/1987 - 09/21/1990

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/26/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/04/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Calabria.
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