Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cain Smith is a financial advisor with Truist Advisory Services, Inc. Steven has been in the financial services industry since 1992. Steven is registered with the state of Georgia as an Investment Advisor Representative and has been with Truist Advisory Services, Inc. since 2021. Before joining Truist Advisory Services, Inc., Steven worked for BB&T SECURITIES, LLC in Richmond, Virginia. Steven is also registered with the state of Georgia as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
02/17/2021 - Present
Truist Advisory Services, Inc. (GAINESVILLE GA)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
GA
05/08/2002 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (GAINESVILLE GA)
TN
04/12/2001 - 07/16/2002
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
03/18/1996 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
VA
11/21/1995 - 03/25/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
OH
08/07/1995 - 11/22/1995
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
AZ
03/09/1995 - 06/13/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IN
01/06/1992 - 03/30/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/06/1992 - 03/30/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 11/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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