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Steven C Semple

KEY Investment Services LLC

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About Steven C Semple

Steven C. Semple is a financial advisor at Key Investment Services LLC. Steven has been in the industry since March 2010 and is registered with the state of New Jersey. Steven has a wide range of experience in the financial services industry, including working at J.P. Morgan Securities LLC and Chase Investment Services Corp. Steven holds the Series 7, Series 9, Series 10, and SIE licenses and is also a Certified Financial Planner. Steven is dedicated to providing clients with personalized financial advice and services to help them reach their financial goals.

Firm Information

Steven Semple is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Semple’s Registration & Firm History

OH

02/26/2024 - Present

KEY Investment Services LLC (BROOKLYN OH)

NJ

10/01/2012 - 01/25/2024

J.P. MORGAN SECURITIES LLC (MORRISTOWN NJ)

NY

02/04/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/17/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven C Semple.
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