Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven C. Pawlowski is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 10 years of experience in the financial services industry. Steven has a Series 7 and Series 63 license and holds the SIE certification. Steven has a strong background in providing investment advice and portfolio management services to individuals, corporations, and institutions. Steven has previously worked at UBS Financial Services Inc., Morgan Stanley, and Laidlaw & Company (UK) LTD. Steven is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
CT
01/22/2021 - 03/11/2022
PURSHE KAPLAN STERLING INVESTMENTS (Westport CT)
CT
10/18/2016 - 02/13/2019
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
06/24/2014 - 10/12/2016
MORGAN STANLEY (NEW YORK NY)
NY
07/01/2013 - 01/17/2014
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
IA
Issued 07/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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