Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven C. Nielson is a financial professional with over 17 years of experience in the industry. Steven is currently registered with Susquehanna Securities, LLC in Bala Cynwyd, PA. Previously, Steven was registered with Susquehanna Capital Group in Bala Cynwyd, PA and Wachovia Capital Markets, LLC in Charlotte, NC. Steven has passed the Series 63, Series 7 and SIE exams and is a licensed Securities Agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/19/2014 - Present
Susquehanna Securities, LLC (BALA CYNWYD PA)
PA
11/29/2007 - 03/16/2015
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NC
03/14/2005 - 10/01/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 03/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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Nasdaq Stock Market
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