Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Judy is a financial advisor with Ameriprise Financial Services, LLC. Steven has been in the financial services industry since 1993. Steven has experience in providing financial advice to individuals, businesses, and institutions. Steven holds the Series 63, Series 65, Series 7 and SIE securities licenses. Steven is registered to provide financial advice in Arkansas, Colorado, Florida, Nebraska, Nevada, and Texas. Steven specializes in providing financial planning, portfolio management, asset allocation, and investment advisory services. Prior to joining Ameriprise, Steven worked for UBS Financial Services Inc. and Wells Fargo Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/28/2021 - Present
Ameriprise Financial Services, LLC (THE WOODLANDS TX)
TX
03/11/2005 - 11/15/2021
WELLS FARGO CLEARING SERVICES, LLC (LONGVIEW TX)
NJ
09/02/1993 - 03/24/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 09/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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