Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven C Booth is a financial advisor who has been in the industry since 2003. He is currently registered with Edward Jones and has been with the firm since February 2020. Steven is also registered with the state of Kentucky as an investment advisor representative. Prior to joining Edward Jones, Steven worked for Ameriprise Financial Services, Inc., Investment Professionals, Inc., LPL Financial LLC and NatCity Investments, Inc. He has earned his Series 6, 7, 63, and 66 securities licenses, and also holds the Certified Financial Planner designation. Steven provides financial planning, pension consulting, selection of other advisors, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
03/03/2020 - Present
Edward Jones (SOMERSET KY)
KY
06/22/2018 - 06/20/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Somerset KY)
KY
12/07/2017 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Somerset KY)
KY
12/13/2007 - 12/14/2017
LPL FINANCIAL LLC (MIDDLESBORO KY)
KY
09/15/2004 - 12/03/2007
NATCITY INVESTMENTS, INC. (RICHMOND KY)
IL
03/11/2003 - 09/01/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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