Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Buffardi is a financial professional with over 20 years of experience in the financial services industry. Steven is currently registered with Fidelity Personal and Workplace Advisors, a firm with approximately $1 billion to $10 billion in assets under management. Previously, Steven was registered with MBSC Securities Corporation. Steven has a strong background in providing financial advice to individuals, corporations and retirement plans. Steven holds the Series 63, Series 65 and Series 7 licenses, as well as the SIE exam. He has a broad range of experience, including providing financial planning, portfolio management for businesses and individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/12/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NY
05/14/2002 - 11/07/2014
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
03/13/2002 - 05/15/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/17/1999 - 02/28/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
11/24/1997 - 02/02/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
01/14/1997 - 09/25/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NA
07/22/1996 - 12/04/1996
KENSINGTON WELLS INCORPORATED
IA
Issued 8/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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