Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bruce Smith is a financial advisor with Cetera Investment Advisers LLC, a firm with over 100,000 clients. Steven has been in the industry since 2003 and has a broad range of experience serving individuals, businesses, corporations, investment companies, charitable organizations, and pension plans. Steven Smith is a Registered Representative and Investment Advisor Representative, holding Series 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
06/29/2023 - Present
Cetera Investment Advisers LLC (HILLSBORO KS)
KS
12/09/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (MANHATTAN KS)
KS
03/06/2006 - 12/05/2008
INVESTACORP, INC. (MANHATTAN KS)
KS
07/22/2003 - 02/03/2006
EDWARD JONES (JUNCTION CITY KS)
BOTH
Issued 4/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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