Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bruce Goldis is a financial advisor with over 37 years of experience in the industry. Steven is currently registered with LPL Financial LLC and holds a Series 63, Series 65, Series 7, Series 24, Series 27, Series 52TO, and Series 53 license. Steven has held prior registrations with H. Beck, Inc., Goldis Financial Group, Inc., Goldis - Pittsburg Institutional Services, Inc., Carillon Investments, Inc., and USLIFE Equity Sales Corp.. Steven's practice focuses on providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Steven also holds a leadership position with G&G Agency LTD, an insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (SMITHTOWN NY)
NY
05/01/2003 - 12/03/2018
H. BECK, INC. (HAUPPAUGE NY)
NY
01/07/1987 - 04/28/2003
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
10/06/1994 - 06/09/1999
GOLDIS - PITTSBURG INSTITUTIONAL SERVICES, INC. (GREAT NECK NY)
OH
02/21/1986 - 03/03/1990
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NA
08/21/1984 - 06/25/1987
USLIFE EQUITY SALES CORP.
IA
Issued 10/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/1988
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/24/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/08/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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