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Steven Bruce Frankel

Rosenblatt Securities Inc.

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About Steven Bruce Frankel

Steven Frankel is a financial professional with over 35 years of experience in the securities industry. Steven has held various positions at prominent financial institutions, including Canaccord Adams Inc., Pulse Trading, Inc., and Colliers Securities LLC. He is currently registered with Rosenblatt Securities Inc. and holds several licenses and registrations, including Series 7, 24, 63, 16 and 87. Steven's expertise includes a wide range of financial products and services, and he is committed to providing personalized advice and guidance to his clients.

Firm Information

Steven Frankel is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Frankel’s Registration & Firm History

NY

05/09/2022 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

FL

09/23/2010 - 05/16/2022

COLLIERS SECURITIES LLC (Longboat Key FL)

MA

01/29/2010 - 09/21/2010

PULSE TRADING, INC. (BOSTON MA)

MA

12/19/1984 - 11/25/2008

CANACCORD ADAMS INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 01/24/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/26/1992

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Bruce Frankel.
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