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Steven Brooks

TLG Advisors, Inc.

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About Steven Brooks

Steven Brooks is a Registered Representative and Investment Advisor Representative with over 38 years of experience in the financial industry. Steven has a long and varied career, having worked with several firms including Royal Alliance Associates, Inc. and The Leaders Group, Inc. Steven is currently registered with TLG Advisors, Inc., a firm with over $1 billion in assets under management.

Firm Information

Steven Brooks is currently registered with TLG Advisors, Inc.. TLG Advisors, Inc. is a Littleton, CO-based investment advisor with $1 billion to $10 billion in assets under management. The firm offers portfolio management, financial planning, and pension consulting to individuals, corporations, pension funds, and charitable organizations. TLG Advisors, Inc. also provides placement services for institutional funds and other investment advisory services. The firm has over 260 registered representatives and advisors serving clients nationwide.
TLG Advisors, Inc.

26 WEST DRY CREEK CIRCLE

LITTLETON, CO 80120

$1.66B

Assets Under Management

38

Total Clients

257

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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placement of institutional funds

Placement of institutional funds

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Brooks’s Registration & Firm History

CO

03/23/2022 - Present

TLG Advisors, Inc. (LITTLETON CO)

NY

08/12/2003 - 09/12/2019

ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)

CO

06/07/2000 - 08/13/2003

THE LEADERS GROUP, INC. (LITTLETON CO)

CA

01/03/2000 - 06/14/2000

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

AZ

12/04/1992 - 01/11/2000

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MA

11/21/1984 - 06/22/1999

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

NA

07/14/1986 - 04/13/1989

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

IA

Issued 12/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Brooks.
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