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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bromberger is an investment advisor representative with Empower Advisory Group, LLC. Steven has been in the securities industry since July 28, 2000. Steven is licensed to conduct business in 52 states. Steven's experience includes working for The Investment Center, Inc., Wells Fargo Funds Distributor, LLC, Evergreen Investment Services, Inc., IFMG Securities, Inc. and Putnam Retail Management Limited Partnership. Steven also has several designations, including Series 6, Series 7, Series 63, and Series 65. Steven provides financial planning and portfolio management services to individuals and businesses. Steven is also an owner of Tara Bella Winery and has a background in tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/30/2022 - Present
Empower Advisory Group, LLC (PEABODY MA)
MA
01/04/2021 - 07/22/2022
THE INVESTMENT CENTER, INC. (WEBSTER MA)
NC
01/04/2010 - 01/15/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MA
09/28/2005 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
NY
01/12/2005 - 05/20/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MA
02/23/1999 - 01/04/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 11/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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