Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Brian Gallo is a financial advisor with over 20 years of experience in the industry. Steven is currently registered with Independent Advisor Alliance, LLC and is also a registered representative for LPL Financial LLC. Steven has a strong background in providing financial planning, portfolio management, and pension consulting services. Steven is committed to helping clients achieve their financial goals. Steven has worked for several other firms including WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FINANCIAL NETWORK INVESTMENT CORPORATION, BLUE VASE SECURITIES, LLC, CAPITAL INVESTMENT BROKERAGE, INC., and CAPITAL INVESTMENT GROUP, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/26/2015 - Present
Independent Advisor Alliance, LLC (CLEMMONS NC)
NC
01/04/2010 - 05/27/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CLEMMONS NC)
NC
10/24/2005 - 12/31/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (WINSTON-SALEM NC)
PA
02/04/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
NC
05/08/2000 - 01/02/2003
CAPITAL INVESTMENT BROKERAGE, INC. (RALEIGH NC)
NC
04/17/2000 - 05/08/2000
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
IA
Issued 05/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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