Unclaimed
Steven Brown is a financial advisor at Empower Financial Services, Inc. Steven has been working in the financial services industry since 2015. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 66 and SIE securities licenses. Steven has an active broker-dealer (BD) scope of practice and an inactive investment advisor (IA) scope of practice. Steven is currently licensed to provide securities advice in all 50 states and the District of Columbia. Steven's previous experience includes working as a financial advisor at Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
01/09/2019 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
KS
01/30/2015 - 12/07/2018
EDWARD JONES (OLATHE KS)
BOTH
Issued 02/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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