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Steven Brant Rose

Transamerica Financial Advisors, Inc.

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About Steven Brant Rose

Steven Brant Rose is a financial advisor with Transamerica Financial Advisors, Inc. in Tampa, Florida. Steven has been in the industry since 2013 and has experience with a variety of financial products and services, including insurance, variable annuities, and mutual funds. Steven is registered with the state of Florida and holds licenses for Series 6, 7, 66, and SIE.

Firm Information

Steven Rose is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Rose’s Registration & Firm History

FL

09/17/2024 - Present

Transamerica Financial Advisors, Inc. (TAMPA FL)

WI

01/07/2022 - 09/20/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)

FL

05/07/2019 - 11/23/2020

PRUCO SECURITIES, LLC. (TAMPA FL)

FL

03/21/2019 - 05/06/2019

ALLSTATE FINANCIAL SERVICES, LLC (Sun City Center FL)

FL

09/04/2014 - 11/21/2018

USAA FINANCIAL ADVISORS, INC. (TAMPA FL)

PA

07/19/2013 - 04/24/2014

RAYMOND JAMES FINANCIAL SERVICES, INC. (ALTOONA PA)

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Licenses & Designations

BOTH

Issued 11/13/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Brant Rose.
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