Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Brahy is a financial advisor with over 25 years of experience in the industry. Steven is currently registered with Madison Avenue Securities, LLC in California. Steven specializes in financial planning, portfolio management for businesses and individuals, and the selection of other advisors. Steven has a broad range of experience having worked with firms such as Chase Investment Services Corp., Securities America, Inc., Ameriprise Financial Services, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Lehman Brothers Inc. Steven has earned his Series 7, 3, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/26/2021 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
CA
10/06/2010 - 11/04/2011
CHASE INVESTMENT SERVICES CORP. (MONTROSE CA)
CA
07/24/2009 - 05/17/2010
SECURITIES AMERICA, INC. (GLENDALE CA)
CA
06/12/2009 - 05/14/2010
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
CA
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (PASADENA CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
NY
04/25/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/25/1986 - 11/28/1988
DAIWA SECURITIES AMERICA INC.
IA
Issued 05/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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