Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Brady Richardson is a financial advisor with over 30 years of experience in the industry. Steven is registered with J.h. Darbie & Co., Inc. and is licensed to provide financial advice in multiple states. Steven has a diverse background having worked at several firms including Kenneth, Jerome & Co.,INC., Wells Fargo Advisors, LLC, First Union Capital Markets Corp., Butcher & Singer Inc., Smith Barney, Harris Upham & Co., Incorporated, Drexel Burnham Lambert Incorporated and Bevill, Bresler & Schulman Incorporated. Steven is committed to providing personalized financial advice and investment management services to individuals and families. Steven specializes in providing financial planning, portfolio management and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NJ
05/02/2023 - Present
J.h. Darbie & CO., Inc. (Florham Park NJ)
NJ
04/20/2018 - 05/15/2023
KENNETH, JEROME & CO.,INC. (FLORHAM PARK NJ)
NJ
10/01/1999 - 02/26/2016
WELLS FARGO ADVISORS, LLC (WESTFIELD NJ)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
02/09/1990 - 01/01/1991
BUTCHER & SINGER INC.
NY
05/22/1989 - 02/15/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/25/1985 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/21/1983 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
11/24/1982 - 07/25/1983
HANAUER, STERN & COMPANY,INCORPORATED
BC
Issued 08/08/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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