Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bradshaw Nieves is a registered investment advisor representative with LPL Financial LLC. Steven has been in the securities industry since 2004. Steven holds the Series 6, 7, 63, and 65 licenses. Steven has previously worked for INVEST FINANCIAL CORPORATION, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, CADARET, GRANT & CO., INC., ALLSTATE FINANCIAL SERVICES, LLC, and C. J. M. PLANNING CORP. Steven is registered to provide investment advice in Delaware, Florida, Maryland, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/14/2018 - Present
LPL Financial LLC (WOOLWICH NJ)
NJ
02/12/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (WOOLWICH NJ)
NJ
09/06/2006 - 02/12/2007
METLIFE SECURITIES INC. (MARLTON NJ)
NJ
09/06/2006 - 02/12/2007
METROPOLITAN LIFE INSURANCE COMPANY (MARLTON NJ)
NY
08/18/2005 - 08/07/2006
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NE
04/07/2005 - 07/07/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NY
09/24/2004 - 12/06/2004
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NJ
11/15/1999 - 12/20/2000
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 04/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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