Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Bradley Yelle is a financial advisor at Northwestern Mutual Investment Services, LLC. Steven has been in the financial services industry since August 8, 2004. Steven is registered with FINRA and is a registered investment advisor. Steven has passed the Series 6, 7TO, 63 and 65 exams and is licensed in 16 states. In addition to Steven's work at Northwestern Mutual Investment Services, LLC, Steven is a 100% owner of Quantum Leap Productions, a video production business. Steven is also a board member of the Hospice of Jefferson County.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
07/26/2013 - Present
Northwestern Mutual Investment Services, LLC (WATERTOWN NY)
IA
Issued 07/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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