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Steven Bock

Credit Suisse Securities (usa) LLC

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About Steven Bock

Steven Bock is a financial professional registered with Credit Suisse Securities (usa) LLC. Steven Bock has over 20 years of experience in the financial industry. Steven Bock is a registered representative and investment advisor representative. Steven Bock is located in Chicago, Illinois, and has been active in the industry since 2002.

Firm Information

Steven Bock is currently registered with Credit Suisse Securities (usa) LLC. Credit Suisse Securities (USA) LLC is a Limited Liability Company formed in 2003 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states. They provide portfolio management for pooled investment vehicles and have $805,275,346 in regulatory assets under management. The firm's website is HTTP://WWW.CREDIT-SUISSE.COM.
Credit Suisse Securities (usa) LLC

11 MADISON AVENUE

NEW YORK, NY 10010

$805.28M

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Transaction-based fee

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Steven Bock’s Registration & Firm History

IL

08/30/2002 - Present

Credit Suisse Securities (usa) LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 12/20/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/25/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/15/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Bock.
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