Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Restifo is a financial advisor with Oppenheimer & Co. Inc., currently registered in 31 states and one US territory. Steven has been in the financial industry since 1988, and has worked with Oppenheimer & Co. Inc. since 2009. Prior to Oppenheimer & Co. Inc. Steven worked with Stanford Group Company, Oppenheimer & Co. Inc. and CIBC World Markets Corp. Steven is a registered representative (Series 7) and a general securities representative (Series 63). Steven holds a Series 65 license and a Series SIE license. Steven specializes in providing investment advisory services, portfolio management for individuals and businesses, financial planning, and pension consulting services. Steven is also the owner of Hemp Energy, a non-investment related business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
03/17/2009 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
08/17/2007 - 03/16/2009
STANFORD GROUP COMPANY (ATLANTA GA)
GA
01/03/2003 - 08/24/2007
OPPENHEIMER & CO. INC. (ATLANTA GA)
NY
03/29/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
03/07/1997 - 04/26/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/11/1993 - 03/24/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/23/1990 - 01/08/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/22/1990 - 03/28/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
05/06/1989 - 02/26/1990
J. T. MORAN & CO., INC.
NA
01/04/1989 - 04/29/1989
GULFSTREAM FINANCIAL ASSOCIATES, INC.
NA
11/14/1988 - 01/14/1989
PAINEWEBBER INCORPORATED
NA
08/17/1988 - 11/28/1988
D. H. BLAIR & CO., INC.
NA
04/19/1988 - 05/13/1988
BEAR, STEARNS & CO. INC.
IA
Issued 2/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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