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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harrell is a financial advisor with Capital Investment Advisory Services, LLC, a firm based in Raleigh, NC. Steven has been in the financial industry for over 20 years. Steven is registered with the Securities and Exchange Commission as a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
10/07/2019 - Present
Capital Investment Advisory Services, LLC (PLEASANT GARDEN NC)
NC
02/01/2011 - 10/02/2019
LPL FINANCIAL LLC (PLEASANT GARDEN NC)
NC
04/30/2002 - 02/07/2011
MML INVESTORS SERVICES, LLC (GREENSBORO NC)
IA
Issued 06/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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