Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Benjamin is a financial advisor with LPL Financial LLC, based in GREAT NECK, NY. Steven has been in the financial services industry since 2005. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following securities licenses: Series 63, Series 66, Series 7, Series 24, and SIE. Steven has previously worked with National Securities Corporation, M&T Securities, Inc., Vanguard Capital, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Westcap Securities, Inc., and Continental Broker-Dealer Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/15/2024 - Present
LPL Financial LLC (GREAT NECK NY)
NY
08/20/2018 - 04/21/2021
NATIONAL SECURITIES CORPORATION (Mineola NY)
NY
02/10/2010 - 08/24/2018
M&T SECURITIES, INC. (BROOKLYN NY)
NY
07/29/2009 - 03/05/2010
VANGUARD CAPITAL (LONG ISLAND CITY NY)
NY
10/01/2007 - 12/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/26/2006 - 10/11/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
03/04/2004 - 06/30/2004
WESTCAP SECURITIES, INC. (IRVINE CA)
NY
02/07/2001 - 03/11/2002
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 03/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Benjamin is the right advisor for you? Invested Better is here to help.
