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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Beasley is a financial advisor with Raymond James & Associates, Inc. in New York, NY. Steven has been in the financial services industry since 1986 and has a broad range of experience. Steven holds both Series 7 and Series 63 securities licenses, and a Series 65 investment advisor license. Steven is registered to provide investment advice and securities services in 28 states, including New York, California, Florida, Texas and Illinois. In addition to his current employment with Raymond James, Steven has previously worked for UBS Financial Services Inc., Citigroup Global Markets Inc., Shearson Lehman Hutton Inc., and E.F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/09/2023 - Present
Raymond James & Associates, Inc. (New York NY)
NY
07/25/2007 - 01/19/2023
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
02/20/1990 - 08/04/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1988 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/19/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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