Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kaplan is a financial advisor with Kestra Investment Services, LLC. Steven has been a registered representative for 15 years. Steven holds licenses in Florida, California, Oregon and Colorado. Steven has a Series 6, Series 63 and SIE licenses and has been in the industry since 2009. Steven is based in Palmetto Bay, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/17/2009 - Present
Kestra Investment Services, LLC (Palmetto Bay FL)
BC
Issued 02/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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