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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Barry Disser is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Steven has been registered with Stifel, Nicolaus & Company, Inc. since 2016 and has been a Registered Representative and Investment Advisor Representative in the state of Michigan. Before joining Stifel, Nicolaus & Company, Inc., Steven worked at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Steven has passed the Series 63, 65, 7, 9 and 10 examinations. Steven also holds licenses in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/08/2016 - Present
Stifel, Nicolaus & Company, Inc. (PORT HURON MI)
MI
01/01/2008 - 06/04/2010
WELLS FARGO ADVISORS, LLC (PORT HURON MI)
MI
03/02/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORT HURON MI)
IA
Issued 05/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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