Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Balch is an Investment Advisor Representative at Independent Financial Partners. Steven is a seasoned professional with over 11 years of experience in the financial services industry. Steven has a strong background in providing financial planning and investment advice to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Steven is also a registered representative and holds Series 66, 10, 9, 7 and SIE licenses. Steven is dedicated to helping clients achieve their financial goals and is committed to providing personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
01/11/2023 - Present
Independent Financial Partners (Coral Gables FL)
NJ
10/05/2011 - 08/02/2022
CHARLES SCHWAB & CO., INC. (Morristown NJ)
FL
02/26/2010 - 09/07/2011
NATIONAL PLANNING CORPORATION (CORAL GABLES FL)
BOTH
Issued 11/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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