Unclaimed
Steven Baesler is a registered representative with Fidelity Brokerage Services LLC. Steven has been in the securities industry since 1992. Steven is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Steven holds the Series 6, 7TO, 26, and 63 licenses. Steven's prior registration was with FORTIS INVESTORS, INC. Steven currently works out of the Salt Lake City branch office of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
01/01/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
NA
03/27/1992 - 08/11/1992
FORTIS INVESTORS, INC.
BC
Issued 01/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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