Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven B Sanders is an experienced financial advisor with over 30 years of experience in the industry. Steven is currently registered with Osaic Wealth, Inc. as a registered representative. Steven has also worked as a financial advisor for several other firms throughout their career, including National Planning Corporation, Royal Alliance Associates, Inc., Nathan & Lewis Securities, Inc., and Cigna Securities, Inc. Steven holds multiple securities licenses, including Series 6, 7, 22, 24, 51, and 63. Steven is also a registered investment advisor in New York. Steven focuses on providing financial planning services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/08/2021 - Present
Osaic Wealth, Inc. (TARRYTOWN NY)
CT
02/22/2000 - 03/02/2006
NATIONAL PLANNING CORPORATION (DANBURY CT)
AZ
11/01/1995 - 03/02/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
04/16/1992 - 11/02/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
PA
08/22/1988 - 04/25/1992
CIGNA SECURITIES, INC. (RADNOR PA)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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