Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Austin Yenshaw is an Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. located in Traverse City, MI. Steven has been in the financial industry since October 14, 1990. Steven's primary focus is to provide financial advice and portfolio management services to individuals, businesses and pooled investment vehicles. Steven has a strong background in financial planning and is committed to providing personalized and comprehensive investment solutions to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/05/2018 - Present
Stifel, Nicolaus & Company, Inc. (TRAVERSE CITY MI)
MI
06/29/2007 - 10/16/2009
UBS FINANCIAL SERVICES INC. (TRAVERSE CITY MI)
MI
05/10/1999 - 07/02/2007
NATCITY INVESTMENTS, INC. (TRAVERSE CITY MI)
OH
05/20/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MI
05/11/1998 - 05/12/1999
RONEY & CO. (DETROIT MI)
MI
03/17/1995 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
12/18/1992 - 03/22/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/30/1991 - 01/14/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/15/1990 - 10/01/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/15/1990 - 10/01/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Yenshaw is the right advisor for you? Invested Better is here to help.
