Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sommer is a financial professional with over 15 years of experience in the industry. Steven is currently registered with Securian Financial Services, Inc. and has previously been registered with firms such as Mutual of Omaha Investor Services, Inc., Transamerica Capital, Inc., Riversource Distributors, Inc. and Allianz Life Financial Services, LLC. Steven holds licenses for Series 6, 63, 26 and SIE exams and is registered in the states of Minnesota and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
11/21/2013 - Present
Securian Financial Services, Inc. (ST PAUL MN)
NC
01/21/2010 - 01/18/2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (WILMINGTON NC)
CO
01/23/2008 - 06/08/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
09/10/2007 - 01/14/2008
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
07/16/2004 - 06/22/2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)
BC
Issued 09/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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