Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Shulman is a financial advisor with over 30 years of experience in the industry. Steven currently works at TD Securities (USA) LLC, a firm specializing in financial services. Previously, Steven worked at Citigroup Global Markets Inc. and Bear, Stearns & Co. Inc. Steven is a licensed Series 4, 7, 24, 52, 53, and 63 registered representative, and has a wide range of experience in the securities industry. Steven has obtained his licenses in 52 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/05/2014 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
07/11/2008 - 11/06/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/02/1993 - 08/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/12/2003 - 02/13/2004
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
BC
Issued 11/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2018
Series 4 - Registered Options Principal Examination
BC
Issued 11/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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