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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rosner is an investment advisor representative currently registered with F/m Investments LLC. Steven has been in the industry since 1987 and holds Series 6, 7, 63, and 65 licenses. Steven is a specialized investment advisor with experience in areas such as Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles. Prior to joining F/m Investments LLC, Steven worked for a number of firms including FSIC, Securities America, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven also provides operational support and trading expertise to other registered investment advisors through F/m Acceleration, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DC
09/13/2022 - Present
F/m Investments LLC (WASHINGTON DC)
FL
04/04/2018 - 09/30/2020
FSIC (BOCA RATON FL)
NJ
02/22/2011 - 04/02/2018
SECURITIES AMERICA, INC. (ENGLEWOOD NJ)
NJ
09/22/1987 - 02/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NA
10/25/1982 - 01/21/1983
FIRST INVESTORS CORPORATION
IA
Issued 09/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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