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Steven Arthur Rockwell

Bengur Bryan & CO., Inc.

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About Steven Arthur Rockwell

Steven Arthur Rockwell is a financial professional based in Baltimore, Maryland. Steven has been working in the financial services industry since April 8, 2008. Currently, Steven is registered with Bengur Bryan & CO., Inc. Steven has previously held positions with BTIG, LLC, Janney Montgomery Scott LLC, Ferris, Baker Watts Incorporated, BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated. Steven has a Series 63, SIE, Series 79, Series 16, and Series 62 license. Steven is currently registered in Maryland.

Firm Information

Steven Rockwell is currently registered with Bengur Bryan & CO., Inc.. Bengur Bryan & CO., Inc. is a corporation approved in Maryland on June 2, 1991. The firm is registered with the SEC and the state of Maryland.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Rockwell’s Registration & Firm History

MD

11/06/2017 - Present

Bengur Bryan & CO., Inc. (BALTIMORE MD)

NY

07/27/2015 - 07/14/2016

BTIG, LLC (NEW YORK NY)

MD

02/14/2014 - 06/29/2015

JANNEY MONTGOMERY SCOTT LLC (TOWSON MD)

MD

11/09/1998 - 11/08/1999

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

MD

09/01/1997 - 10/23/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

07/29/1992 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 12/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/09/1999

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 07/24/1992

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Arthur Rockwell. Review regulatory record here.
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