Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Richter is a financial advisor with DFA Securities LLC. Steven has been in the industry since 2022. Steven holds Series 7TO, Series 63 and SIE licenses and is registered with FINRA and the state of North Carolina. Steven has previously worked at VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/04/2023 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
04/23/2022 - 02/14/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 05/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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