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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kay is an investment advisor representative at Cetera Investment Advisers LLC, with over 40 years of experience in the financial services industry. Steven has a diverse background, having worked for several firms including Pension Planners Securities, Inc., Interpacific Investors Services, Inc., and Financial Network Investment Corporation. Steven currently holds Series 6, 7, 22, 63, and 65 securities licenses. In addition to offering investment advice, Steven also provides financial planning services, pension consulting, and educational seminars. Steven specializes in working with high-net-worth individuals, charitable organizations, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (DANVILLE CA)
CA
06/03/2003 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (DANVILLE CA)
WA
01/01/1996 - 05/29/2003
INTERPACIFIC INVESTORS SERVICES, INC. (SEATTLE WA)
CA
06/14/1991 - 07/31/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
01/09/1990 - 06/20/1991
HERRMANN SECURITIES, INC.
NA
11/15/1989 - 01/16/1990
CYPRESS CAPITAL CORPORATION
NA
11/13/1987 - 11/15/1989
HERRMANN SECURITIES, INC.
NA
01/23/1986 - 11/11/1987
FINANCIAL PLANNERS EQUITY CORPORATION
NA
04/26/1982 - 01/28/1986
IDS LIFE INSURANCE COMPANY
NA
04/26/1982 - 01/28/1986
IDS MARKETING CORPORATION
NA
04/26/1982 - 01/27/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 04/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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